# Title 73 — Securities Commissioner

## Article 73-02 — Securities Act of 1951

## Chapter 73-02-05 — Unlawful Representations Concerning Registration or Exemption

### § 73-02-05-01. Required statement.

1. Unless otherwise specifically provided in this section or otherwise waived by the
commissioner, the following statement shall be set forth in capital letters printed in boldface
type on the outside front cover of any prospectus intended for use or delivery in North Dakota:
2. The statement prescribed under subsection 1 shall not be required on a prospectus which
conforms to the requirements established under the Securities Act of 1933 or any rules or
regulations promulgated thereunder.
General Authority: NDCC 28-32-02
Law Implemented: NDCC 10-04-08.3
